AML – How To Ensure AML Compliance Within Your Firm (Dec 2022)
Category: Law Regulation and Compliance | Duration: 1hr | Tag: VODUKEAMI225 | Type: Video | Speaker: Elaine Jackson | Date: 09/12/2022 15:40
Course Details
In this session, Elaine focuses on the Key Actions your firm can take to Ensure AML Compliance within your firm.
No firm wants to be used as a tool for money laundering, which is why awareness of money laundering, how it can occur and how to spot the types of people most likely to be involved in money laundering is so important. AML Compliance is about having the right policies, procedures, controls and monitoring in place. AML Compliance is an on-going activity in which all staff should be fully engaged.
Elaine discusses the following topics;
- What does being AML Compliant mean?
- The role of the MLRO,
- Customer Due Diligence
- The Review Process
- Valid Documents
- Informing and Educating the Client
CPD Course Speaker
OmniPro Practice Support
Elaine Jackson
As a member of our Practice Support team, Elaine’s focus is on providing firm’s with assistance and training in the following areas; Anti-Money Laundering, Auditing, Preparing for Monitoring Visits and Post Monitoring Visit follow-ups.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.